Investor Charter

Federal Capital Markets Ltd.: Member of BSE – SEBI Registration no.: INZ000210834 CDSL : Depository services through Federal Capital Markets Ltd. – SEBI Registration no.: IN-DP-398-2019. Corporate Address: "FEDERAL HOUSE", 171, 5th CROSS, RIFCO-SHANTINIKETAN LAYOUT, BATTARAHALLI, BANGALORE - 560049, Karnataka, India. For any complaints pertaining to securities broking please write to complaints@federalcapital.com, for DP related to demat@federalcapital.in.

Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI.

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

Smart Online Dispute Resolution SMARTODR for Online concillation and arbitration for resolution of disputes in the security market.

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Attention investors: 1) Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.e.f September 01, 2020. 2) Update your e-mail and phone number with your stock broker / depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge. 3) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.

"Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non allotment the funds will remain in your bank account. As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others.